Search for Wealth Compliance Analyst roles in Columbus, GA, preferably full-time positions in the financial services industry, requiring a Bachelor's degree and 3+ years of experience, with a focus on regulatory compliance.

Okay, I've searched for Wealth Compliance Analyst roles in Columbus, GA, specifically full-time positions in the financial services industry. These roles require a Bachelor's degree and 3+ years of experience with a focus on regulatory compliance. I have found 27 positions for you.

Wealth Compliance Analyst

Columbus, GA

Full-time

Financial Services

Bachelor

3 years + Experience

Can you help me to analyze the job description and company culture?

Sure. Here's the analysis:

Job Analysis:

The role of Wealth Compliance Analyst at Synovus fundamentally focuses on ensuring that all operations within the organization meet stringent regulatory standards, thereby safeguarding both the company and its clients. The analyst is responsible for a range of compliance activities, including coordinating licensing and registration requirements, conducting compliance testing, and investigating potentially non-compliant practices. Success in this position requires a deep understanding of both federal and state regulations affecting the financial services industry, as well as strong analytical abilities to assess compliance gaps and recommend corrective actions. The candidate will likely face challenges such as navigating the complexities of regulatory changes and ensuring timely compliance while communicating effectively with various stakeholders. Effective execution of responsibilities will ultimately help minimize legal risks and enhance the company’s reputation as a trustworthy financial institution.

Company Analysis:

Synovus operates as a full-service mid-cap bank, holding a strong position with over $57 billion in assets. Known for its emphasis on trustworthiness and community engagement, Synovus focuses on enabling individuals to achieve their financial goals. This culture suggests a strong customer-focused approach, which is likely mirrored in how compliance is managed within the organization. A candidate for the Wealth Compliance Analyst position should be ready to embrace a collaborative work environment that prioritizes compliance not just as a regulatory checkbox but as a strategic imperative that enhances business integrity and customer trust. Given that this role supports compliance across various financial services, the analyst will interact with multiple teams, highlighting the need for agility and strong interpersonal skills. The position’s visibility within the company indicates that the analyst will play a critical role in aligning compliance activities with the firm’s overall goals, particularly as it relates to maintaining Synovus’s reputable market standing and commitment to social responsibility.

Mock up some interview questions based on the job description.

Absolutely. Here are some mock interview questions that could come up:

Tell me about a time when you had to analyze a complex compliance issue. What steps did you take to resolve it?
Can you describe an instance where you identified a gap in compliance processes? What did you do to address it?
How have you managed to keep up with rapidly changing regulations in the financial services industry?
What experience do you have in conducting compliance testing, and how do you ensure its effectiveness?
How would you approach coordinating licensing and regulatory requirements for multiple entities within a financial institution?
What tools or methodologies do you use when developing reports for management on compliance risks?
Describe an experience where you had to present findings related to compliance issues to a group. How did you ensure they understood the implications?
Imagine you are faced with a situation where a team member is not following compliance protocols. How would you handle this?
If you discovered a potential compliance violation during an audit, what steps would you take to investigate it?
Why are you interested in working at Synovus specifically, and how do you think its mission aligns with your career goals?
What do you believe are the most critical compliance challenges facing the financial services industry today?
How do your values align with those of Synovus, especially in relation to community engagement and trustworthiness?
What questions do you have for us about our compliance culture and how it evolves in response to new regulations?
Could you tell us more about your experience with compliance monitoring systems and how they play a role in your analyses?

Job Details

Overview Company

Wealth Compliance Analyst

Synovus

2 days ago

Highlight

OnsiteFull-time3+ yearsMid

Summary

Synovus is seeking a Wealth Compliance Analyst to join their team in Columbus, GA. The role involves ensuring compliance with insurance rules and regulations across various Synovus companies.

About the Role

As a Wealth Compliance Analyst, you will coordinate and facilitate federal and state insurance licensing and registration requirements, develop and monitor compliance programs, conduct compliance testing, and investigate suspicious transactions. You will also serve as an administrator for information systems and compile data to assess potential risks.

About You

Required:

Bachelor's Degree in Business Administration, Finance, Public Administration, or a related field or an equivalent combination of education and experience.
Three years of progressively responsible experience in the business unit or financial services segment.
Insurance license or FINRA series 7.
Basic knowledge of local, state, and federal insurance regulations for financial services within the company footprint.
Good communication skills and the ability to effectively communicate verbally and in writing.
Strong organizational skills and the ability to maintain information in a logical manner.
Mathematical skills and the ability to use mathematical/logic formulas to compile data.
Strong analytical and problem-solving skills.
Ability to read, analyze and interpret government regulations, trade journals.
Strong proficiency using Microsoft Office software products including Word, Excel, and PowerPoint.

Preferred:

Knowledge of and proficiency using compliance monitoring systems.

Synovus

Synovus is a full-service, top-performing mid-cap bank with over $57 billion in assets and$ 7.3 billion in capital and has been named one of Newsweek’s Most Trustworthy Companies.

Our purpose is to enable people to reach their full potential, and we pursue that aspiration in all the communities we serve across the Southeast and beyond.

Whether you’re a prospect, client, or team member, we know you have goals you want to reach. We’ll help you get there.

Columbus, GA