I've found several compliance advisory roles similar to a Principal Associate in Global Trade Compliance in New York. Specifically, there are 27 positions available that match your criteria of requiring over 3 years of risk management experience, along with a full-time job type and a salary expectation of at least $130,000. Would you like more details on these positions?

Sure. Here's the analysis:

Job Analysis:

The role of the Principal Associate in Global Trade Compliance Advisory at Capital One is fundamentally about strengthening and executing the company's global trade compliance program. This involves not only developing specific procedures but also ensuring that various corporate initiatives comply with trade laws and regulations. A successful candidate will be expected to collaborate with cross-functional teams, performing risk assessments, and communicating effectively to educate stakeholders about their compliance roles. The challenges include navigating complex regulatory landscapes and ensuring that the compliance efforts align with Capital One's broader corporate initiatives. Success in this role would translate to robust risk management practices and a seamless integration of compliance into business operations, underpinning the company’s commitment to financial freedom and innovation.

Company Analysis:

Capital One is positioned in the financial services industry with a mission grounded in improving customer experiences and promoting financial freedom. As a company that values innovation and collaboration, its culture is likely fast-paced and dynamic, emphasizing shared responsibility and knowledge seeking among employees. This cultural orientation suggests that the Principal Associate will need to be proactive and adaptable, thriving in an environment where continual learning and collaboration are key. The role fits within a larger compliance framework in the organization, most likely collaborating with various teams, which implies a level of visibility to leadership. The strategic objective behind this hire is probably focused on reinforcing compliance structures in a regulatory environment that is both critical for operational integrity and essential for the sustainability of Capital One’s innovative goals.

Absolutely. Here are some mock interview questions that could come up:

• Can you describe a time when you had to manage a complex compliance project? What steps did you take to ensure compliance with regulations?
• Tell me about a situation where you identified a significant risk related to a compliance initiative. How did you approach mitigating that risk?
• Describe an experience where you had to communicate complex compliance information to stakeholders at different levels. How did you tailor your approach?
• How do you prioritize your responsibilities when managing multiple projects that require compliance assessments?
• What methods do you use to stay updated on changes in global trade regulations and compliance requirements?
• How would you approach the development of a training program for stakeholders regarding their roles in trade compliance?
• If tasked with handling a complex export control analysis, what steps would you take to ensure that all documentation is accurate and compliant?
• Imagine you are faced with a cross-departmental disagreement about a compliance initiative. How would you facilitate a resolution?
• Why are you interested in contributing to Capital One's mission of promoting financial freedom and innovation?
• How do your previous experiences align with Capital One's values of collaboration and continuous improvement?
• What questions do you have about Capital One's current initiatives in global trade compliance and how this role fits within those efforts?
• Can you explain your understanding of the three lines of defense model and how it applies to this role?
• In your view, what unique challenges does the financial services sector face regarding global trade compliance today?
• What specific aspects of Capital One's culture do you believe would help you thrive in this position?