Compliance Manager, Regulatory Change Management
$105.6k/y-$198k/y
12 days ago
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OnsiteFull-timeSenior
Summary
SoFi is seeking a Compliance Manager, Regulatory Change Management to join their team in San Francisco, CA. The role involves leading and executing regulatory change management activities as part of the enterprise Compliance Management System (CMS).
About the Role
As a Compliance Manager, you will own and manage the end-to-end Regulatory Change Management (RCM) process, monitor regulatory developments, facilitate regulatory applicability analysis, maintain a centralized regulatory inventory, partner with various teams for compliance implementation, develop dashboards for leadership, and contribute to regulatory exam preparedness.
About You
Required:
- Bachelor's degree in Business, Finance, Law, or related field.
- Minimum of 6-8 years of experience in regulatory compliance, legal, or compliance risk management in a bank or financial services company.
- Strong working knowledge of federal and state banking laws and regulations.
- Demonstrated success in implementing or managing regulatory change programs.
- Excellent analytical, writing, and communication skills.
Preferred:
- CRCM, CAMS, or CCEP certification.
- Experience with GRC systems (e.g., ServiceNow).
- Experience with Reg Change Management tools (e.g., Compliance AI).
- Familiarity with regulatory exams and supervisory expectations.
- Proficient in Microsoft Excel/PowerPoint or Google Suite tools.
Benefits
- Comprehensive and competitive benefits package.
- Equal employment opportunities without regard to protected characteristics.
SoFi
SoFi is a values-driven company on a mission to help our members get their money right. We create modern financial products and services that help people borrow, save, spend, invest, and protect their money better, so that they can achieve financial independence and realize their ambitions—from owning a home to saving for retirement, paying off their student loans, and more. CFL #6054612; NMLS #1121636 (www.nmlsconsumeraccess.org) Advisory services through SoFi LLC, a registered investment advisor. SoFi Checking and Savings is offered through SoFi Bank, N.A. Member FDIC. SoFi Money™ is offered through SoFi Securities LLC, member FINRA/SIPC.
San Francisco, CA